Section Head Fa Compliance Jobs


Job Brief

We have a vacancy of Section Head Fa Compliance in our company, VALIANT WEALTH ADVISORY SINGAPORE PTE. LTD.. This vacancy is based in Singapore. Please go through the job detail mentioned below.

Position Title: Section Head Fa Compliance
Work Type: Full Time
City of work: Singapore
Salary: Salary detail is not available
URL Expiry: 2022-08-24
Posted on:

Job Detail

We are looking for a Section Head, FA Compliance to lead the Compliance Department of Valiant Wealth Advisory. Develop and manage a robust compliance framework in relation to the Financial Advisory business in Singapore Ensure Valiant Wealth operates within all the required legislations as issued by MAS, including the Financial Advisers Act 2001 and its related Regulations, Notices and Guidelines and internal Policies and Procedures Oversee the regulatory function; monitor and enhance the company’s compliance with regulatory requirements and internal SOPs Ensure representatives follow the company’s guidelines, circulars, notices, and laws issued by the MAS or the LIA of Singapore Liaise and coordinate with regulatory bodies, external counsel/service providers and various stakeholders on legal, compliance and audit matters Keep abreast of regulatory developments and recommend best practices Prepare regular reporting data (monthly reporting to Group Compliance, CEO and Heads of Departments)What you need to have: Minimum 5 years of relevant experience in the financial services industry, primarily as a Financial Adviser Bachelor’s Degree or above in related financial discipline Industry recognised Compliance, Governance or Risk qualification is an added advantage Good knowledge of Singapore’s regulatory requirements, such as Securities & Futures Act, Financial Advisers Act, MAS Notices and Guidelines, AML/CFT regulations, PDPA and Balance Score Card regime Effective interpersonal communication skills to work with various stakeholders across different teams, with the ability to work independently as well as in a team Entrepreneurial and self-motivated who strives in a fast-paced and agile environmentBeyond Skills and Opportunities Excited to play a pivotal part in an early-stage company and have a high impact on the future of the company’s growth Interested in providing regulatory guidance on leveraging of social media / digital marketing for extended outreach across multiple platforms Personal career aspiration to be an integral part of the senior management cohort

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